associated person 相联人;相联者
- Article 18 The responsible person and associated person shall conduct the business in accordance with the rules of honesty and good faith.
第18条证券商负责人及业务人员执行业务应本诚实及信用原则。 - To carry out cancellation registration in the event of any death, resignation, layoff, discharge, severance, or retirement of the responsible person or associated person of a securities firm.
证券商负责人或业务人员死亡、辞职、解雇、解任、资遣、退休等情事者,为注销登记。 - Article 20 When engaging in the businesses described in Paragraph 2 of Article 2, the associated person of a securities firm shall be deemed to acting under the authorization of said securities firm.
第20条证券商之业务人员,于从事第二条第二项各款业务所为之行为,视为该证券商授权范围内之行为。
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